Online Privacy Policy

This Online Privacy Notice is applicable to this website, owned by CGIS Securities, LLC and any affiliate of CGIS Securities, LLC. This Notice explains how broker/dealer collects, uses and shares information from or about you when you visit this website; provides information on how we advertise, both on our website and on other websites, and how we collect information based on your interactions with our online ads. In addition to this disclosure, other disclosures may be sent to you as part of the firms new account opening documentation requirements.

Collecting Information

Other technologies

Using and Sharing Information

When you visit our website, we may collect certain categories of information from you, such as personal information that you provide via new account forms, other links to applications, or using other online fields to connect to your investment account. Information may be collected about you from your online browsing and transactions through our website, including your preferences, pages visited and technical information regarding your computer and operating systems; such as your Internet Protocol (IP) address, domain name, system configuration and settings. Personal information means personally identifiable information and does not include data that the firm may create or compile from various sources, including accounts and transactions. This information, which does not identify individual customers, is used by the firm for its business purposes, which may include offering products or services, research, marketing or analyzing market trends, and other purposes consistent with applicable laws.


Cookies are pieces of information stored directly on the computer you are using. CGIS Securities, LLC, or our third-party service providers (including advertising service providers) may place cookies or Flash objects on your hard drive for security purposes, to facilitate site navigation and to personalize your experience.

Cookies allow us to:

Offer you more relevant products and services; Collect technical and navigational information, such as browser type, time spent on our website and web pages visited; Monitor viewing and responses to possible advertisements of CGIS Securities, LLC.
When you visit our website, we may use cookies to monitor your experience. When you apply for a product on our website, we use cookies to remember you and to provide you information on products and services that best fit your needs. If you have an account with us and access your accounts online, we will maintain information about your visits to personalize your browsing experience and the products and services we offer. If you do not have an account with us and do not wish us to maintain information, please delete your cookies. To do this, you will need to follow your browser's instructions for disabling or deleting cookies.
Cookies and other technologies provide us the capability to monitor the use of our Sites so we can continually improve the design and functionality to better serve you. Cookies we use do not contain or capture unencrypted personal information. If you choose not to accept cookies from our website, then you may not be able to access and use all or part of the website or benefit from the information and services offered.

Advertising on our Sites

CGIS Securities, LLC intends on advertising its products and services, including prescreened offers of credit, on pages within the Sites. These advertisements may take the form of banner ads, splash ads (ads that appear as you sign on or sign off of your online accounts), and other formats. We may use information about your relationship with us, such as types of accounts you have, transactional information, or the state in which you bank to tailor advertisements that may be of interest to you.

Using and Sharing Information

At times, CGIS Securities, LLC may make information available to third parties that are financial and non-financial companies and not related by common ownership or control, such as service providers, credit bureaus, insurance agencies, mortgage brokers, retailers, travel companies, membership organizations, government agencies, courts, legal investigators, and other non-affiliated third parties as requested by you or your authorized representative, or otherwise when required or permitted by law. For all account holders, we will use and share your information in accordance with the privacy disclosure that covers your account and with the privacy and security rules applicable to the relevant CGIS Securities, LLC affiliate or non-affiliate.
This Online Privacy Notice is subject to change. Please review it periodically. If we make changes to the Online Privacy Notice, we will revise the "Last Updated" date at the top of this Notice. Any changes to this Notice will become effective when we post the revised Notice on the website. Your use of the website following these changes means that you accept the terms of any revised Notice we post on the website.